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Michael Wolfgang Kleczek

Voya Financial Advisors, Inc.

Rocklin, CA

Rancho Santa Margarita, CA

CRD 2424576

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Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-02-04
  • CA RA
    APPROVED
    Since 2016-02-04

Branch Locations

Rocklin, CA • United States

30211 Avenida De Las Banderas Ste 200, Rancho Santa Margarita, CA 92688 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors, Inc. Rocklin CA 01/2016 Present
Previous Registrations
  • 2006-12-05 → 2015-10-30
    Nationwide Investment Advisors, Llc
    Columbus, OH
  • 2006-05-22 → 2006-12-05
    Nationwide Investment Services Corporation
    Sacramento, CA
    Woodacre, CA
    Folsom, CA
    Folsom, CA
    Sacramento, CA
    Folsom, CA
    Folsom, CA
    Columbus, OH
    Santa Fe, NM
    Columbus, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-18
S63 Uniform Securities Agent State Law Examination 1994-06-03
  • S66 Uniform Combined State Law Examination
    2006-05-18
  • S63 Uniform Securities Agent State Law Examination
    1994-06-03

View on SEC IAPD

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