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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-04-06 |
| TX | RA | APPROVED | 2023-04-06 |
Branch Locations
270 Park Avenue 22Nd Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | New York | NY | 02/2012 | Present |
| J.P. Morgan Securities Llc | New York | NY | 01/2013 | Present |
Entity Name: 2-4 Windsor Terrace Owners Inc Investment related: No "Address: 2-4 Windsor Terrace Owners Inc C/O Stonebridge Realty Management 1955 Central Park Ave Suite 600 Yonkers NY 10710 " Nature of the other business: Condominium Board Position/Title/Relationship: Board Members Start Date: 01/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: I live in a Co-Op building, the building is a private corporation called 2-4 Windsor Terrace Owners Inc Co-Op owners in the building have the opportunity to be members of the Co-Op board of directors. I am looking into being a Treasurer of the Co-Op Board, there is no pay for the role. There is no similarity to my role as Associate Investor at JPMorgan Private Bank. The Co-Op corporation does not do banking business with JPMorgan, there is no business connection with JPMorgan Chase Bank."
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2009-03-13 |
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