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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2012-04-25
  • WA RA
    APPROVED
    Since 2012-04-25

Branch Locations

35105 Enchanted Pkwy S, Federal Way, WA 98003 • United States

205 10Th Street Ne, Auburn, WA 98002 • United States

25250 Pacific Hwy S, Kent, WA 98032 • United States

12770 Gateway Drive, Tukwila, WA 98168 • United States

31411 Pacific Hwy S, Federal Way, WA 98003 • United States

Renton, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Charlotte NC 04/2012 Present
Boeing Credit Union Tukwila WA 04/2012 Present
  • 04/2012 → Present
    Lpl Financial
    Charlotte, NC
  • 04/2012 → Present
    Boeing Credit Union
    Tukwila, WA
Previous Registrations
  • 2010-07-27 → 2010-12-15
    Chase Investment Services Corp.
    Newcastle, WA
  • 2009-06-18 → 2010-06-02
    Waddell & Reed
    Seattle, WA
    Lynnwood, WA
Other Businesses

1. 4/16/2012: Investment products and services are offered through LPL Financial LLC using the DBA/trade name BECU Investment Services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-17
  • S66 Uniform Combined State Law Examination
    2009-06-17

View on SEC IAPD

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