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400 Blankenbaker Parkway Suite 100, Louisville, KY 40243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2017-05-18 |
Branch Locations
201 East Stephen Foster Avenue, Bardstown, KY 40004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Investment Center, Inc. | Bardstown | KY | 04/2010 | 02/2017 |
| Ic Advisory Services, Inc. | Bardstown | KY | 04/2010 | 02/2017 |
| Silver Oak Securities Inc | Jackson | TN | 02/2017 | Present |
| Bardstown Board Of Education | Bardstown | KY | 07/2011 | 08/2021 |
| Vmd, Inc. | Bardstown | KY | 06/2006 | 12/2024 |
| Magnate Wealth Management | Louisville | KY | 02/2017 | Present |
1. Mike Brooks & Associates, Inc., start date 05/2006, Bardstown, Ky, DBA for Magnate Advisory Services, LLC. and Silver Oak Securities, Inc., Financial Advisor, 160 hours spent a month and during trading hours, investment related. 2. Registered Representative, Silver Oak Securities, Inc., 201 East Stephen Foster Ave. Bardstown, Ky 40004, investment related, start date of 02/14/2017, approximate number of hours per month 20 plus including during market hours, duties include acting as a registered representative, selling and servicing approved securities products. 3. Magnate Wealth Management, LLC, start date 05/18/2017, Louisville, Ky. A licensed insurance agent selling Non-Variable Insurance (Fixed Annuities, Equity Indexed Annuities, Life Insurance, Long term care and disability income), 20 hours spent a month and during trading hours, investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-31 |
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