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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-11-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 05/2008 | 11/2023 |
| Lpl Financial Llc | Bardstown | KY | 11/2023 | Present |
1) 11/30/2023: Cornerstone Capital Wealth Management; At Reported Business Location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 11/13/2023; 120hrs/mo.; 2hrs during trading; 50% Time Spent 2) 11/30/2023: TIMBER MANAGEMENT; Bloomfield, KY; Business Owner; Not inv. related; start date 10/1/2017; 10hrs/mo.; 1% Time Spent. 3) 11/30/2023: Cornerstone Capital; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 12/11/2023; 40hrs/mo. during trading. 4) 11/30/2023: USDA Conservation; Bloomfield, KY; Other; Not inv. related; start date 10/30/2023; 20hrs/mo. 5) 11/30/2023: No business name; Real Estate Rental; Owner; Inv. related; start date 10/30/2023; 5hrs/mo.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-24 |
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