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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-08-04 |
| TX | RA | APPROVED | 2025-08-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 10/1999 | 08/2025 |
| Raymond James Financial Services, Inc. | Bardstown | KY | 08/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Bardstown | KY | 08/2025 | Present |
(1) Name of Business: Royal Wealth and Retirement, LLC Address: 631 N 3rd St, Bardstown, KY, 40004-1750, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/03/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner and Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-30 |
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