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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-05-15 |
Branch Locations
105 W John Rowan Blvd, Bardstown, KY 40004 • United States
11202 South Preston, Louisville, KY 40229 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Louisville | KY | 04/2015 | 09/2016 |
| Fifth Third Securities | Louisville | KY | 05/2016 | 09/2016 |
| Jpmorgan Chase | Louisville | KY | 09/2016 | 03/2020 |
| Jpmorgan Securities Llc | Louisville | KY | 09/2016 | 03/2020 |
| Brickhouse | Louisville | KY | 06/2017 | 12/2017 |
| Jpmorgan | Louisville | KY | 03/2020 | 04/2023 |
| Pnc Investments Llc | Louisville | KY | 04/2023 | 05/2023 |
| U.S. Bancorp Investments, Inc. | Louisville | KY | 06/2023 | 05/2024 |
| Pnc Investments Llc | Louisville | KY | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 2018-02-16 |
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