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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2013-10-01
  • IA RA
    APPROVED
    Since 2013-10-01

Branch Locations

6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Co West Des Moines IA 01/2009 Present
Principal Securities Inc West Des Moines IA 03/2016 Present
  • 01/2009 → Present
    Principal Life Insurance Co
    West Des Moines, IA
  • 03/2016 → Present
    West Des Moines, IA
Other Businesses

**Iowa Wild; Not Investment Related; Color Commentator; Start Date: 6 hrs per month; during trading hours. **Fixed Insurance; Investment Related; 6701 Westown Pkwy, Ste 200, West Des Moines, IA 50266; Life, Annuities, LTC; Sales; Start Date: 12/14/2017; 1% hrs per month; 1% during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-26
S63 Uniform Securities Agent State Law Examination 2009-02-23
  • S66 Uniform Combined State Law Examination
    2013-09-26
  • S63 Uniform Securities Agent State Law Examination
    2009-02-23

View on SEC IAPD

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