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Current Employers
Charleston Financial Advisors, Llc

4 North Atlantic Wharf Suite 200, Charleston, SC 29401-2168 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-11-24
GA RA APPROVED 2021-11-19
TX RA APPROVED_RES 2021-11-18
SC RA APPROVED 2009-02-05
  • NC RA
    APPROVED
    Since 2021-11-24
  • GA RA
    APPROVED
    Since 2021-11-19
  • TX RA
    APPROVED_RES
    Since 2021-11-18
  • SC RA
    APPROVED
    Since 2009-02-05

Branch Locations

4 North Atlantic Wharf Suite 200, Charleston, SC 29401-2168 • United States

Charleston, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charleston Financial Advisors, Llc Charleston SC 01/2007 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-02
  • S65 Uniform Investment Adviser Law Examination
    2009-02-02
Designations

View on SEC IAPD

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