Albert Shih

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-02-26
CA	RA	APPROVED	2014-08-07

TX RA
APPROVED_RES

Since 2020-02-26
CA RA
APPROVED

Since 2014-08-07

Branch Locations

251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States

Chatsworth, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Pasadena	CA	06/2014	Present

06/2014 → Present

Ubs Financial Services Inc

Pasadena, CA

Other Businesses

1) Habitat for Humanity Los Angeles, Young Professionals/Investment related?: no/8739 Artesia Blvd,Bellflower/CA 90706 US/ Charity/Member of Board of directors/As a member of the board for Habitat Young Professionals, we strive to bring interest to philanthropy in the young professionals demographic. We organize events and educational seminars for the community as well as fundraise for Habitat for Humanity's projects in the LA area./1/1/2021/

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-08-07

S66 Uniform Combined State Law Examination

2014-08-07

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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