Calvin Ying Zhao

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 12/2016
  Santander Bank Na
  Flushing, NY
• 08/2015 → 11/2016
  Santander Securities Llc
  San Juan, PR
• 12/2016 → 07/2021
  Hsbc Securities (Usa) Inc
  Brooklyn, NY
• 11/2016 → 07/2021
  Hsbc Bank Usa National Association
  Brooklyn, NY
• 07/2021 → 01/2024
  New York Life Insurance Co.
  New York, NY
• 07/2021 → 01/2024
  Nylife Securities Llc
  New York, NY
• 09/2021 → 01/2024
  Eagle Strategies Llc
  New York, NY
• 01/2024 → Present
  J.P. Morgan Securities Llc
  Oakland Gardens, NY
• 01/2024 → Present
  Jpmorgan Chase Bank, N.A.
  Oakland Gardens, NY

Previous Registrations

• 2021-09-22 → 2024-01-22
  Eagle Strategies Llc
  Brooklyn, NY
  New York, NY
  New York, NY
• 2017-06-23 → 2021-07-26
  Hsbc Securities (Usa) Inc.
  Brooklyn, NY
• 2015-10-13 → 2016-11-16
  Santander Securities Llc
  Flushing, NY
  Brooklyn, NY
  Long Island City, NY
  Brooklyn, NY
  Somerville, NJ
  Brooklyn, NY
  Forest Hills, NY
  Short Hills, NJ
  Bronx, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-10-06
• S63 Uniform Securities Agent State Law Examination
  2009-06-02

Designations

• Certified Financial Planner

Other Names

• Calvin Zhao
• Calvin Y Zhao