Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2020-03-12 |
Branch Locations
710 Grattan Street, Chicopee, MA 01020 • United States
175 State St Ste 3A, Belchertown, MA 01007 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 09/2014 | 01/2020 |
| Pioneer Valley Financial Group | Ludlow | MA | 09/2014 | 01/2020 |
| Lpl Financial, Llc | Chicopee | MA | 03/2020 | Present |
1. 7/20/2020 - Financial Resources of CT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/08/2020. 2. 09/13/2021 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public - Start Date: 05/07/2021 - 1 Hour Per Month/0 Hours During Securities Trading - Notary. 3. 12/20/2021 - FR Investment Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 12/10/2021 - 10 Hours Per Month/10 Hours During Securities Trading 4. 06/28/2023 - FR Investment Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 08/27/2020 - 160 Hours Per Month/ 160 Hours During Securities Trading 5. 08/29/2023 - FR Investment Group - Financial Institution Duty - Managing Director - Not Investment Related - At Reported Business Location(s) - Start Date 07/01/2023 - 20 Hours Per Month/ 20 Hours During Trading 6. 06/04/2024 - Alden Wealth Management, LLC - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 6/14/2024 - 40 Hrs/Mo During Trading. 7. 06/04/2024 - Carole E Bolduc, AIF Financial Advisor - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 6/14/2024 - 40 Hrs/Mo During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 2010-02-02 |
Reach out to this advisor