Cliff S Duester

Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 07/2023
  Mml Investors Services
  Los Angeles, CA
• 10/2014 → 07/2023
  Mass Mutual Life Insurance Company
  Los Angeles, CA
• 10/2014 → 07/2023
  Lenox Advisors, Inc/Mass Mutual
  Los Angeles, CA
• 07/2023 → Present
  Hornor, Townsend, & Kent Llc
  Horsham, PA
• 05/2023 → Present
  Penn Mutual Life Insurance Company
  Horsham, PA

Previous Registrations

• 2015-03-05 → 2023-07-19
  Mml Investors Services, Llc
  Los Angeles, CA
• 2013-12-20 → 2014-10-06
  Park Avenue Securities Llc
  San Diego, CA
• 2013-07-18 → 2013-09-27
  Andina Advisors
  San Diego, CA
• 2009-11-10 → 2013-07-05
  Park Avenue Securities Llc
  San Diego, CA

Other Businesses

1) NAME OF ACTIVITY INSURANCE SALES & SERVICE| INVESTMENT RELATED: YES | DBA NAME: PRIVATE LABEL WEALTH MANAGEMENT | POSITION HELD: AGENT/FOUNDER | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK, NY 10007 | START DATE: 07/06/2023 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 50 | APPROX TRADING HRS PER MTH: 40 | DESCRIPTION OF DUTIES: INSURANCE BROKERAGE DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS." PRIVATE LABEL WEALTH MANAGEMENT USED AS A MARKETING NAME ONLY 2) TAX MITIGATION & MANAGEMENT | DBA: Park Hill | POSITION: Consultant | NATURE: Tax Mitigation & Management | INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 11/15/2025 | ADDRESS: 520 Broadway, Floor 2, Santa Monica CA 90401 | DESCRIPTION: Tax Mitigation & Management

Exams

• S66 Uniform Combined State Law Examination
  2009-10-15

Other Names

• Cliff Simeon Duester