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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-15
IL RA APPROVED 2018-10-09
  • TX RA
    APPROVED_RES
    Since 2018-10-15
  • IL RA
    APPROVED
    Since 2018-10-09

Branch Locations

1515 W. 22Nd Street Suite 400, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blue Pearl Worldwide, Inc. Burr Ridge IL 04/2016 07/2018
Axa Advisors, Llc New York NY 07/2018 06/2020
Equitable Advisors, Llc New York NY 07/2018 Present
  • 04/2016 → 07/2018
    Blue Pearl Worldwide, Inc.
    Burr Ridge, IL
  • 07/2018 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 07/2018 → Present
    New York, NY
Other Businesses

OUTSIDE INSURANCE BROKERAGE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-01
S63 Uniform Securities Agent State Law Examination 2009-03-30
  • S66 Uniform Combined State Law Examination
    2018-10-01
  • S63 Uniform Securities Agent State Law Examination
    2009-03-30

View on SEC IAPD

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