Nicholas Francis Alsteen

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Madison, WI
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Madison, WI

Other Businesses

Business Ownership; Alsteen Ventures LLC; Owner; Manage Ameriprise Business; 1706 Bellewood Dr, , Waunakee, WI, 53597; Investment-Related; 12/15/2023; 10 to 19 hours per month; 0 during trading hours. Board of Directors; Wisconsin Alumni Association - Sauk County Chapter; Board Member; P.O. Box 285Baraboo, WI 53913, ,; ; 09/08/2012; 1 to 9 hours per month; .

Exams

• S66 Uniform Combined State Law Examination
  2006-03-08

Designations

• Certified Financial Planner