Gautam M Pai

Current Employers

Employment History

• 01/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1) DBA, BALANCED FINANCIAL CONCEPTS, INVESTMENT RELATED, START 1/1/09,SAME AS OFFICE ADD, 40HR/WK, FINANCIAL SERVICES, 2) NAME OF OTHER BUSINESS: BALANCED FINANCIAL CONCEPTS, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX PREPARATION, PLANNING & REVIEW OF TAX RETURNS, START DATE: 1/2011, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF TRADING HOURS PER WEEK: 10, POSITION/TITLE/RELATIONSHIP: REGISTERED TAX PREPARER, BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION; 3) NAME OF OTHER BUSINESS: THE JOISHY-PAI SEZARY SYNDROME SOCIETY, INVESTMENT RELATED: NO, ADDRESS: 4426 PRAIRIEVIEW DR, MADISON, WI 53704, NATURE OF BUSINESS: NON-PROFIT, START DATE: 05/2025, POSITION/TITLE/RELATIONSHIP: FOUNDING BOARD MEMBER/FINANCE COMMITTEE MEMBER, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 2, BRIEF DESCRIPTION OF DUTIES: PARTICIPATING IN FINANCE COMMITTEE AND FUNDRAISING COMMITTEE, MANAGING/DELEGATING DONATION PROCESSING, BANK ACCOUNT OVERSIGHT, QUARTERLY FINANCIAL REPORTS, CYBERSECURITY PROTOCOL;

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-02-10
• S63 Uniform Securities Agent State Law Examination
  2009-11-20