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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-02 |
| TX | RA | APPROVED | 2025-09-02 |
Branch Locations
270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dt Bank Trust Co Na (Affiliate Of Dbsi) | New York | NY | 07/2016 | 04/2019 |
| Deutsche Bank Aktiengesellschaft, Ny (Affiliate Of Dbsi) | New York | NY | 04/2019 | 10/2021 |
| Deutsche Bank Aktiengesellschaft, Frankfurt (Affiliate Of Dbsi) | Frankfurt | 11/2021 | 04/2023 | |
| Deutsche Bank Aktiengesellschaft, Ny (Affiliate Of Dbsi) | New York | NY | 05/2023 | 06/2025 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 07/2025 | Present |
| J.P. Morgan Securities Llc | New York | NY | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-02 |
| S66 | Uniform Combined State Law Examination | 2012-11-18 |
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