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Citizens Securities, Inc. CRD 39550
$12.9B regulatory AUM 60,545 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-01 |
| CA | RA | APPROVED | 2024-07-10 |
| AL | RA | APPROVED | 2024-03-12 |
| FL | RA | APPROVED | 2022-07-22 |
| NJ | RA | APPROVED | 2022-06-24 |
| CT | RA | APPROVED | 2022-06-22 |
| NY | RA | APPROVED | 2022-05-05 |
Branch Locations
1133 Avenue Of The Americas Ny359, New York, NY 10036 • United States
300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States
617 3Rd Avenue Ms: Ny355, New York, NY 10158 • United States
267 5Th Ave Ny456, New York, NY 10016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Astoria | NY | 11/2016 | 09/2017 |
| Bank Of America, N.A. | Astoria | NY | 11/2016 | 09/2017 |
| Self-Employed | Rosedale | NY | 09/2016 | 10/2016 |
| Santander Bank, Na | Long Island City | NY | 09/2017 | 04/2019 |
| Santander Securities, Llc | Long Island City | NY | 09/2017 | 04/2019 |
| Citigroup | New York | NY | 04/2019 | 02/2022 |
| Self-Employed | Rosedale | NY | 03/2022 | 04/2022 |
| Citizens Securities, Inc. | New York | NY | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2009-03-12 |
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