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Mary Jane Nmn Sullivan

Sullivan Financial, LLC

Essex, CT

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Current Employers
Sullivan Financial, Llc

15A Main Street, Essex, CT 06426 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-21
PA RA APPROVED 2023-01-18
NH RA APPROVED 2023-01-05
MA RA APPROVED 2023-01-03
TX RA APPROVED_RES 2021-04-28
CT RA APPROVED 2009-01-07
  • FL RA
    APPROVED
    Since 2025-08-21
  • PA RA
    APPROVED
    Since 2023-01-18
  • NH RA
    APPROVED
    Since 2023-01-05
  • MA RA
    APPROVED
    Since 2023-01-03
  • TX RA
    APPROVED_RES
    Since 2021-04-28
  • CT RA
    APPROVED
    Since 2009-01-07

Branch Locations

15A Main Street, Essex, CT 06426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sullivan Financial, Llc Essex CT 08/2008 06/2019
Sullivan Financial. Llc Essex CT 06/2019 Present
Other Businesses

1. LIFE & HEALTH INSURANCE SALES, 11/2008-PRESENT, 100HRS/MO.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-09-26
  • S65 Uniform Investment Adviser Law Examination
    2008-09-26
Designations
Other Names
  • Mary Jane Sullivan
  • Mary Jane Nmn Sullivan
  • Mary Jane Nmn Sullivan-Klett

View on SEC IAPD

Other Firms

ESSEX FINANCIAL SERVICES, INC.
JEFFREY N. MEHLER, CFP LLC
HT PARTNERS LLC
BRAE HEAD, INC.
COMMONWEALTH FINANCIAL NETWORK
EDWARD JONES
ALCHEMI WEALTH, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

Anthony Joseph Fortuna
James Michael Sullivan
Elizabeth Antoinette Haas
ROBERT M GIRVIN
ANTHONY JOSEPH VOCALINA
Michael R LaRiviere
Lisa B McMinn
Cherish Lyn Genova

Other Offices

ESSEX FINANCIAL SERVICES, INC. · ESSEX, CT
JEFFREY N. MEHLER, CFP LLC · ESSEX, CT
HT PARTNERS LLC · CENTERBROOK, CT
BRAE HEAD, INC. · ESSEX, CT
COMMONWEALTH FINANCIAL NETWORK · Essex, CT
EDWARD JONES · ESSEX, CT
ALCHEMI WEALTH, LLC · ESSEX, CT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Old Saybrook, CT

More in Essex, CT

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