Kathryn Mae Simmons

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  Costa Mesa, CA

Other Businesses

593752 - OCC Installations Inc; Investment Related - No; Garden Grove, California; Construction/Engineering; Employee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 03/2019; During Business Hours: 0; After Business Hours: 4; Administrative.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-04-28
• S63 Uniform Securities Agent State Law Examination
  2002-10-26

Other Names

• Katkhryn Mae Jurgensen