Leonard Wade Frisbie

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 11/2017
  National Planning Corporation
  Denver, CO
• 01/2009 → 07/2018
  Trilogy Financial Services
  Denver, CO
• 11/2015 → Present
  Trilogy Capital, Inc.
  Denver, CO
• 11/2017 → Present
  Lpl Financial Llc
  Denver, CO

Previous Registrations

• 2015-12-01 → 2018-01-23
  Trilogy Capital, Inc.
  Denver, CO
  Irvine, CA
• 2010-01-25 → 2017-11-29
  National Planning Corporation
  Denver, CO

Other Businesses

1. 11/29/2017 - No Business Name - Not Investment Related - 3630 MONACO PKWY. DENVER, CO 80207 - Real Estate Rental - OWNER - 5 Hours Per Month / 1 Hours During Trading. 2. 1/24/2018 - Frisbie Financial - DBA: Frisbie Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/01/2018 - 280 Hours Per Month/0 Hours During Securities Trading. 3. 7/20/2018 - Equitable Life & Casualty - Investment Related - 1873 S Bellaire StSuite 201Denver, CO 80222 - Non-Variable Insurance - INVESTMENT EXECUTIVE - Start Date: 07/16/2018 - 2 Hours Per Month/1 Hour During Securities Trading - FIXED INSURANCE. 4. 5/24/2021 - Razor Insurance Group - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date: 6/1/2021 - 80 Hours Per Month/40 Hours During Securities Trading - Owner and producer.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-12-17
• S63 Uniform Securities Agent State Law Examination
  2009-02-21