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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-06
IL RA APPROVED 2013-02-13
MO RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2023-04-06
  • IL RA
    APPROVED
    Since 2013-02-13
  • MO RA
    APPROVED
    Since 2013-02-13

Branch Locations

23 Public Square Suite 450, Belleville, IL 62260 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Swansea IL 02/2013 Present
Previous Registrations
  • 2009-04-27 → 2013-02-13
    Morgan Keegan & Company, Llc
    St. Louis, MO
    Swansea, IL
Other Businesses

(1)Name of Business: Address: 3905 Utah Street, Saint Louis, MO, 63116, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own property so I would be responsible for collecting rent and addressing any concerns tenant has. (2)Name of Business: Capistrano Condominium Association Address: 3905 Utah Steet, Saint Louis, MO, 63116, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 03/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Along with the President, I help to provide financials to the group and pay vendors for services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-24
  • S66 Uniform Combined State Law Examination
    2009-04-24

View on SEC IAPD

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