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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-06 |
| OH | RA | APPROVED | 2020-04-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Indianapolis | IN | 06/2015 | 05/2017 |
| Fifth Third Securities | Indianapolis | IN | 08/2015 | 05/2017 |
| Key Investment Services, Llc | Indianapolis | IN | 06/2017 | 04/2018 |
| Keybank | Franklin | IN | 06/2017 | 04/2018 |
| Frist Merchats Investment Services | Plainfield | IN | 04/2018 | 03/2019 |
| Cetera Investment Services Llc | St.CLoud | MN | 04/2018 | 03/2019 |
| Cetera Investment Advisers Llc | Plainfield | IN | 02/2019 | 03/2019 |
| The Huntington Investment Company | Edgewood | KY | 03/2019 | 04/2020 |
| Edward Jones | St. Louis | MO | 04/2020 | Present |
Village of Batavia Type: Date: 11/03/21 Title: Village Council Member Trad Hrs: 0 Tot Hrs: 0 Desc: Helps provides direction and makes decisions in the best interest of citizens by making and following policy, passing ordinances and resolutions, and approving appropriations. (I will not have any cash handling, or check writing ability, nor will I d City-State: Batavia OH*** East River Church Type of business: House of Worship Batavia, OH Start date: 4/1/2021 Worship Director Hours per week: 5 Hours during trading: 0 Directs and performs church music on Sunday mornings for a worship service. I have NO financial treasurer, no cash handling or check writing responsibilities whatsoever.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-22 |
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