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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-06
OH RA APPROVED 2020-04-24
  • TX RA
    APPROVED
    Since 2024-06-06
  • OH RA
    APPROVED
    Since 2020-04-24

Branch Locations

227 Water St. #100, Milford, OH 45150 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Indianapolis IN 06/2015 05/2017
Fifth Third Securities Indianapolis IN 08/2015 05/2017
Key Investment Services, Llc Indianapolis IN 06/2017 04/2018
Keybank Franklin IN 06/2017 04/2018
Frist Merchats Investment Services Plainfield IN 04/2018 03/2019
Cetera Investment Services Llc St.CLoud MN 04/2018 03/2019
Cetera Investment Advisers Llc Plainfield IN 02/2019 03/2019
The Huntington Investment Company Edgewood KY 03/2019 04/2020
Edward Jones St. Louis MO 04/2020 Present
  • 06/2015 → 05/2017
    Fifth Third Bank
    Indianapolis, IN
  • 08/2015 → 05/2017
    Fifth Third Securities
    Indianapolis, IN
  • 06/2017 → 04/2018
    Key Investment Services, Llc
    Indianapolis, IN
  • 06/2017 → 04/2018
    Keybank
    Franklin, IN
  • 04/2018 → 03/2019
    Frist Merchats Investment Services
    Plainfield, IN
  • 04/2018 → 03/2019
    Cetera Investment Services Llc
    St.CLoud, MN
  • 02/2019 → 03/2019
    Plainfield, IN
  • 03/2019 → 04/2020
    Edgewood, KY
  • 04/2020 → Present
    St. Louis, MO
Previous Registrations
Other Businesses

Village of Batavia Type: Date: 11/03/21 Title: Village Council Member Trad Hrs: 0 Tot Hrs: 0 Desc: Helps provides direction and makes decisions in the best interest of citizens by making and following policy, passing ordinances and resolutions, and approving appropriations. (I will not have any cash handling, or check writing ability, nor will I d City-State: Batavia OH*** East River Church Type of business: House of Worship Batavia, OH Start date: 4/1/2021 Worship Director Hours per week: 5 Hours during trading: 0 Directs and performs church music on Sunday mornings for a worship service. I have NO financial treasurer, no cash handling or check writing responsibilities whatsoever.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-25
S63 Uniform Securities Agent State Law Examination 2014-05-22
  • S66 Uniform Combined State Law Examination
    2019-01-25
  • S63 Uniform Securities Agent State Law Examination
    2014-05-22
Other Names
  • Dave Michael Pryor
  • David M Pryor
  • David Michael Pryor

View on SEC IAPD

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