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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-09-23 |
| OH | RA | APPROVED | 2018-12-12 |
Branch Locations
1095 Highway 28, Milford, OH 45150 • United States
824 Main Street, Milford, OH 45150 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Pittsburgh | PA | 09/2013 | 08/2018 |
| Pnc Bank | Milford | OH | 09/2013 | 08/2018 |
| Fifth Third Bank | Cincinnati | OH | 08/2018 | Present |
| Fifth Third Securities | Cincinnati | OH | 10/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-28 |
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