Katherine Hupp

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2015-04-15

OH RA
APPROVED

Since 2015-04-15

Branch Locations

1095 Highway 28, Milford, OH 45150 • United States

7810 Tylersville Square Drive, West Chester, OH 45069 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Securities	Cincinnati	OH	01/2008	Present

01/2008 → Present

Fifth Third Securities

Cincinnati, OH

Other Businesses

Notary Public - Milford, OH 45150 - witness signatures/Administer oaths - nominal hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-04-15
S63	Uniform Securities Agent State Law Examination	2006-10-13

S66 Uniform Combined State Law Examination

2015-04-15
S63 Uniform Securities Agent State Law Examination

2006-10-13

Other Names

Kathy Eisen
Kathy Hupp

View on SEC IAPD

Current Employers

Fifth Third Securities, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews