Best Investors Account Sign in
Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-01-24
  • OH RA
    APPROVED
    Since 2020-01-24

Branch Locations

9990 Montgomery Road, Cincinnati, OH 45242 • United States

1095 Highway 28, Milford, OH 45150 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Bellevue KY 03/2013 08/2017
Wells Fargo Clearing Services Llc Fort Mitchell KY 08/2017 04/2018
Fifth Third Bank Cincinnati OH 04/2018 Present
Fifth Third Securities Cincinnati OH 04/2018 Present
  • 03/2013 → 08/2017
    Fifth Third Securities
    Bellevue, KY
  • 08/2017 → 04/2018
    Fort Mitchell, KY
  • 04/2018 → Present
    Fifth Third Bank
    Cincinnati, OH
  • 04/2018 → Present
    Fifth Third Securities
    Cincinnati, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-20
S63 Uniform Securities Agent State Law Examination 2007-07-06
  • S66 Uniform Combined State Law Examination
    2013-05-20
  • S63 Uniform Securities Agent State Law Examination
    2007-07-06
Other Names
  • Nicholas Niehaus
  • Nicholas Allan Niehaus
  • Nick Niehaus
  • Nicholas A Niehaus

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Cincinnati, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor