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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-24
CA RA APPROVED 2023-08-09
  • TX RA
    APPROVED_RES
    Since 2023-08-24
  • CA RA
    APPROVED
    Since 2023-08-09

Branch Locations

21215 Burbank Blvd, Woodland Hills, CA 91367 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Private Tutor Los Angeles CA 07/2020 06/2023
Vivint Solar Los Angeles CA 02/2020 06/2020
Gep Cencast Los Angeles CA 09/2018 01/2020
Deluxe Media Burbank CA 09/2017 08/2018
Gep Cencast Los Angeles CA 01/2017 08/2017
Stockton 12 Honda Sandy UT 11/2016 12/2016
Audi Lehi Lehi UT 04/2016 10/2016
Cetera Advisor Networks Llc El Segundo CA 12/2020 07/2023
Entertainment Partners Burbank CA 06/2021 06/2023
Trader Joe's Santa Clarita CA 03/2022 10/2022
Uber Los Angeles CA 10/2022 07/2023
Martin Equipment Goodfield IL 11/2022 06/2023
Cetera Investment Advisers Llc Schaumburg IL 06/2023 07/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Woodland Hills CA 07/2023 Present
Bank Of America N.A. Woodland Hills CA 08/2023 Present
  • 07/2020 → 06/2023
    Private Tutor
    Los Angeles, CA
  • 02/2020 → 06/2020
    Vivint Solar
    Los Angeles, CA
  • 09/2018 → 01/2020
    Gep Cencast
    Los Angeles, CA
  • 09/2017 → 08/2018
    Deluxe Media
    Burbank, CA
  • 01/2017 → 08/2017
    Gep Cencast
    Los Angeles, CA
  • 11/2016 → 12/2016
    Stockton 12 Honda
    Sandy, UT
  • 04/2016 → 10/2016
    Audi Lehi
    Lehi, UT
  • 12/2020 → 07/2023
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 06/2021 → 06/2023
    Entertainment Partners
    Burbank, CA
  • 03/2022 → 10/2022
    Trader Joe's
    Santa Clarita, CA
  • 10/2022 → 07/2023
    Uber
    Los Angeles, CA
  • 11/2022 → 06/2023
    Martin Equipment
    Goodfield, IL
  • 06/2023 → 07/2023
    Schaumburg, IL
  • 07/2023 → Present
    Woodland Hills, CA
  • 08/2023 → Present
    Bank Of America N.A.
    Woodland Hills, CA
Previous Registrations
  • 2023-06-29 → 2023-08-02
    Valencia, CA
  • 2021-10-08 → 2023-06-29
    Cetera Wealth Services, Llc
    Los Angeles, CA
    Valencia, CA
    Los Angeles, CA
    Draper, UT
Other Businesses

I* 1817284 For profit or not for profit: For Profit Name of outside business organization: Fallen Giant Films Investment related: no Address of business: Omaha, NE, 68131Nature of business: S Corporation Position, title, association: Employee Start date of relationship: 06/01/2024Number of hours devoted: 10 yearly Number of hours devoted during trading hours: 10Duties: Entertainment - acting as part of a story that will be filmed for entertainmen tI*: 2116314Entity Type: For Profit Name of OBA: GEP Talent Services LLC Address: Burbank, CA 91505Investment Related: No Position, Title, Association: Employee Employee Start Date: 12/10/2024Number of Hours: 8 hrs mthly Number of Hours during trading: 0 Duties: Acting as background character on film or television sets to help create believable atmosphere for the story being told. No speaking, and minimal to zero recognizable viewability of my person. Category of artistic hobby. I*3627268, Entity Type: For Profit, Name of OBA: Broke Film Co., Address: Eastvale, California, 92880, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 06/13/2026, No Hours: 8 Weekly, No Hours during Trading: 8 Weekly, Duties: I will be acting in a small role for comic relief...middle aged goofball as it is described in the short script. Produce short films for entertainment

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-29
  • S66 Uniform Combined State Law Examination
    2021-09-29

View on SEC IAPD

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