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26 W. Dry Creek Circle Suite 460, Littleton, CO 80120 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2016-11-03 |
Branch Locations
26 W. Dry Creek Circle Suite 460, Littleton, CO 80120 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fuji First Sonosite | Bothel | WA | 11/2014 | 04/2018 |
| Colorado Financial Service Corporation | Centennial | CO | 07/2016 | 09/2020 |
| Cdp Financial | Littleton | CO | 11/2016 | Present |
| Emerson Equity Llc | San Mateo | CA | 09/2020 | Present |
1) CDP FINANCIAL GROUP, LLC / A REGISTERED INVESTMENT ADVISER/INVESTMENT RELATED /11-2016/ OWNER-SELF EMPLOYED / PROVIDES INVESTMENT ADVISORY SERVICES / FIXED INSURANCE-FIXED ANNUITIES/40 HRS WEEK FOR RIA/10-15 HOURS PER WEEK DURING SECURITIES TRADING HOURS FOR FIXED INSURANCE/ 26 WEST DRY CREEK CIRCLE, SUITE 460, LITTLETON, CO 80120.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-02 |
| S65 | Uniform Investment Adviser Law Examination | 2009-05-02 |
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