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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-08-02 |
| TX | RA | APPROVED | 2024-08-02 |
Branch Locations
12671 High Bluff Drive Suite 200, San Diego, CA 92130 • UNITED STATES
Benicia, CA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Hercules | CA | 10/2012 | 07/2024 |
| Independent Financial Group, Llc | Benicia | CA | 07/2024 | Present |
(1) TARAGO CAPITAL LLC POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 ADDRESS: 930 Rose Drive, Benicia CA 94510, United States DESCRIPTION: Utilize LLC for liability, tax, expense calculation purposes as it relates to being an independent financial advisor. BENICIA ARSENAL FUTBOL CLUB POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/15/2024 ADDRESS: 930 Rose Drive, Benicia CA 94510, United States DESCRIPTION: Help soccer club with organizational activities such as hiring employees, scheduling fields, scheduling clinics, and other general support.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-09 |
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