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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED_RES | 2024-10-17 |
Branch Locations
5280 Carroll Canyon Road Suite 300, San Diego, CA 92121 • United States
16830 Ventura Boulevard Suite 225, Encino, CA 91436 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2008 | 11/2023 |
| Northwestern Mutual Investment Services, Llc | Woodland Hills | CA | 07/2009 | 11/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2014 | 11/2023 |
| Guardian Life Insurance Company | San Diego | CA | 12/2023 | Present |
| Park Avenue Securities | San Diego | CA | 12/2023 | Present |
| Guardian Life Insurance Company | Encino | CA | 11/2023 | Present |
| Park Avenue Securities | Encino | CA | 11/2023 | Present |
1) Foundations Board at El Cab. Board Member, Address: 18300 Tarzana Dr, Tarzana, CA 91356, Start Date: 10/09/2019, 2 hours per month, 0 during normal business hours, Non investment related, 2 Outside Insurance Sales/Servicing, Address: N/A, Start Date: 01/21/2009, 1 hours per month, 0 during normal business hours, Investment related, 3) JShap Financial, Inc-Owner , Start date: 08/06/2024, Address: 4670 White Oak Pl Encino, CA 91316, 2 total hours per month; 0 during securities trading hours, Not Investment related, No annual compensation, 4) Insurance Outside of Guardian, Start date: 09/1/2025, Address: 16830 Ventura Blvd Suite 225 Encino, CA 91436, 3 total hours per month; 2 during securities trading hours, Investment related, <10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-07-15 |
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