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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED_RES 2024-10-17
  • CA RA
    APPROVED_RES
    Since 2024-10-17

Branch Locations

5280 Carroll Canyon Road Suite 300, San Diego, CA 92121 • United States

16830 Ventura Boulevard Suite 225, Encino, CA 91436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2008 11/2023
Northwestern Mutual Investment Services, Llc Woodland Hills CA 07/2009 11/2023
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2014 11/2023
Guardian Life Insurance Company San Diego CA 12/2023 Present
Park Avenue Securities San Diego CA 12/2023 Present
Guardian Life Insurance Company Encino CA 11/2023 Present
Park Avenue Securities Encino CA 11/2023 Present
  • 09/2008 → 11/2023
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/2009 → 11/2023
    Northwestern Mutual Investment Services, Llc
    Woodland Hills, CA
  • 05/2014 → 11/2023
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 12/2023 → Present
    Guardian Life Insurance Company
    San Diego, CA
  • 12/2023 → Present
    Park Avenue Securities
    San Diego, CA
  • 11/2023 → Present
    Guardian Life Insurance Company
    Encino, CA
  • 11/2023 → Present
    Park Avenue Securities
    Encino, CA
Other Businesses

1) Foundations Board at El Cab. Board Member, Address: 18300 Tarzana Dr, Tarzana, CA 91356, Start Date: 10/09/2019, 2 hours per month, 0 during normal business hours, Non investment related, 2 Outside Insurance Sales/Servicing, Address: N/A, Start Date: 01/21/2009, 1 hours per month, 0 during normal business hours, Investment related, 3) JShap Financial, Inc-Owner , Start date: 08/06/2024, Address: 4670 White Oak Pl Encino, CA 91316, 2 total hours per month; 0 during securities trading hours, Not Investment related, No annual compensation, 4) Insurance Outside of Guardian, Start date: 09/1/2025, Address: 16830 Ventura Blvd Suite 225 Encino, CA 91436, 3 total hours per month; 2 during securities trading hours, Investment related, <10% annual compensation,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-07-15
  • S63 Uniform Securities Agent State Law Examination
    2010-07-15

View on SEC IAPD

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