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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-05
PA RA APPROVED 2017-02-02
  • TX RA
    APPROVED_RES
    Since 2025-11-05
  • PA RA
    APPROVED
    Since 2017-02-02

Branch Locations

1000 Germantown Pike Ste A1, Plymouth Meeting, PA 19462-2481 • United States

Coatesville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Amerprise Financial Services Inc Plymouth Meeting PA 01/2017 01/2017
Huntington Learning Center Exton PA 06/2016 01/2017
Self Coatesville PA 11/2007 01/2017
Ameriprise Financial Service, Llc Coatesville PA 01/2017 Present
  • 01/2017 → 01/2017
    Amerprise Financial Services Inc
    Plymouth Meeting, PA
  • 06/2016 → 01/2017
    Huntington Learning Center
    Exton, PA
  • 11/2007 → 01/2017
    Self
    Coatesville, PA
  • 01/2017 → Present
    Ameriprise Financial Service, Llc
    Coatesville, PA
Previous Registrations
Other Businesses

Outside Employment; KSP MLS LLC; Paraplanner - Paraplanner; ; 1000 Germantown Pike Suite A-1, , Plymouth Meeting, PA, 19462; Investment-Related; 01/01/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-04-02
S63 Uniform Securities Agent State Law Examination 2011-04-16
  • S65 Uniform Investment Adviser Law Examination
    2015-04-02
  • S63 Uniform Securities Agent State Law Examination
    2011-04-16
Other Names
  • Ashley Ellen Watterson

View on SEC IAPD

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