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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2024-11-27 |
| ND | RA | APPROVED | 2024-11-19 |
| MA | RA | APPROVED | 2024-11-13 |
| MD | RA | APPROVED | 2024-11-12 |
| MT | RA | APPROVED | 2024-11-12 |
| NM | RA | APPROVED | 2024-11-11 |
| AR | RA | APPROVED | 2024-11-08 |
| FL | RA | APPROVED | 2024-11-08 |
| GA | RA | APPROVED | 2024-11-08 |
| HI | RA | APPROVED | 2024-11-08 |
| ME | RA | APPROVED | 2024-11-07 |
| MN | RA | APPROVED | 2024-11-07 |
| NY | RA | APPROVED | 2024-11-07 |
| NC | RA | APPROVED | 2024-11-07 |
| RI | RA | APPROVED | 2024-11-07 |
| SC | RA | APPROVED | 2024-11-07 |
| TX | RA | APPROVED_RES | 2024-11-07 |
| WY | RA | APPROVED | 2024-11-07 |
| PA | RA | APPROVED | 2019-01-16 |
Branch Locations
112 S. Broad Street, Nazareth, PA 18064 • United States
Bath, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors Inc | Allentown | PA | 12/2008 | 11/2018 |
| Royal Alliance Associates, Inc. | Nazareth | PA | 11/2018 | Present |
1. KEYSTONE REAL ESTATE, LLC POSITION: Partner NATURE: Real estate partnership between owners of office building INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/03/2018 ADDRESS: 112 S BROAD ST, Nazareth PA 18064, United States DESCRIPTION: Partner in Real Estate LLC 2. KEYSTONE FINANCIAL MANAGEMENT LLC POSITION: Owner, President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 160 START DATE: 12/27/2024 ADDRESS: 112 S. Broad Street, Nazareth PA 18064, United States DESCRIPTION: Misc. Business Owner 3. KEYSTONE FINANCIAL MANAGEMENT LLC - FIXED INSURANCE POSITION: President NATURE: LLC/Insurance Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2025 ADDRESS: 112 South Broad Street, Nazareth PA 18064, United States DESCRIPTION: Administer Insurance Relationships
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-08-11 |
| S65 | Uniform Investment Adviser Law Examination | 2016-07-21 |
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