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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-02-17
  • PA RA
    APPROVED
    Since 2021-02-17

Branch Locations

33 S Broad St Fl 1, Nazareth, PA 18064 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbtis Na PA 07/2016 01/2018
Bb&T Securities, Llc Easton PA 01/2018 02/2021
Truist Investment Services, Inc. Allentown PA 02/2021 Present
Truist Advisory Services, Inc. Atlanta GA 02/2021 Present
  • 07/2016 → 01/2018
    Bbtis
    Na, PA
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Easton, PA
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Allentown, PA
  • 02/2021 → Present
    Atlanta, GA
Previous Registrations
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Allentown, PA
    Easton, PA
    Charlotte, NC
    Allentown, PA
    Nazareth, PA
    Wind Gap, PA
    Severna Park, MD
    Richmond, VA
  • 2016-07-13 → 2018-01-02
    Bb&T Investment Services, Inc.
    Allentown, PA
    Easton, PA
    Charlotte, NC
    Allentown, PA
    Nazareth, PA
  • 2014-01-21 → 2016-07-12
    Nazareth, PA
  • 2007-10-19 → 2014-01-21
    Cetera Investment Services Llc
    Nazareth, PA
    Nazareth, PA
    Easton, PA
    Nazareth, PA
    Nazareth, PA
    Easton, PA
    Wind Gap, PA
    Brodheadsville, PA
  • 2004-11-10 → 2005-09-15
    Bath, PA
Other Businesses

LAUREN'S HOPE FOUNDATION POSITION: vice president/ treasure NATURE: board member, INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/07/2008 ADDRESS: 2157 w dell rd, bath PA 18014 DESCRIPTION: Non profit / raising money for brain injured children

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-09
S63 Uniform Securities Agent State Law Examination 1991-11-01
  • S65 Uniform Investment Adviser Law Examination
    2004-11-09
  • S63 Uniform Securities Agent State Law Examination
    1991-11-01
Other Names
  • Daniel J Flood

View on SEC IAPD

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