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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-01 |
| PA | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smart Cents (Self Employed) | Nazareth | PA | 07/1994 | Present |
| Avantax Investment Services, Inc. | Nazareth | PA | 09/1999 | 09/2025 |
| Avantax Advisory Services | Nazareth | PA | 05/2006 | 09/2025 |
| Avantax Insurance Services, Llc | Nazareth | PA | 02/2014 | 09/2025 |
| Smart Cents Wealth Management Llc | Nazareth | PA | 01/2025 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) Dwayne Snyder, CDFA 37 Belvidere St.~Nazareth~PA~18064~Professional Services - Business/Individual~Owner/Sole Proprietor~9/24/2012~2hrs~0hrs~Provide asset analysis (splitting and distribuion) assistance to individuals and/or attorney's going through a divorce as a Certified Divorce Financial Analyst 2)Rental Real Estate Property 19 S. Broad St.~Nazareth~PA~18064~Real Estate~Owner/Sole Proprietor~9/1/2015~2hrs~0hrs~collecting rents and managing property 3) SMART CENTS POSITION: Accountant/Bookkeeper NATURE: Tax Preparation/Accounting & Notary Public services INVESTMENT RELATED: No NUMBER OF HOURS: 125 SECURITIES TRADING HOURS: 65 START DATE: 01/01/1992 ADDRESS: 19 S Broad St, Nazareth PA 18064, United States DESCRIPTION: provide accounting, Income tax preparation/ planning, and Notary Public services 4)SMART CENTS PROPERTIES LLC POSITION: Single Member Owner NATURE: Real Estate Rental activity INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2014 ADDRESS: 19 S. Broad St., Nazareth PA 18064, United States DESCRIPTION: collecting rents and managing property 5)SMART CENTS WEALTH MANAGEMENT POSITION: Owner/ Wealth Advisor NATURE: tax & investment services (Avantax) INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 75 START DATE: 11/01/2022 ADDRESS: 19 S. Broad St., Nazareth PA 18064, United States DESCRIPTION: owner & Wealth Advisor 6) SMART CENTS WEALTH MANAGEMENT LLC POSITION: President NATURE: investment services (Avantax) with tax preparation & planning services INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 130 START DATE: 01/02/2025 ADDRESS: 19 S. Broad St., Nazareth PA 18064, United States DESCRIPTION: Sole shareholder & Wealth Advisor
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-08-27 |
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