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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-09-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Stroudsburg | PA | 06/2016 | 09/2021 |
| Wells Fargo Clearing Services, Llc | Stroudsburg | PA | 10/2018 | 09/2021 |
| Truist Investment Services, Inc | Atlanta | GA | 09/2021 | Present |
| Truist Advisory Services, Inc | Atlanta | GA | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-09 |
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