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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-09-01
TX RA APPROVED 2015-08-20
  • FL RA
    APPROVED
    Since 2015-09-01
  • TX RA
    APPROVED
    Since 2015-08-20

Branch Locations

4313 Nw 8Th Avenue Suite 10, Gainsville, FL 32605-4777 • United States

Newberry, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Gainesville FL 08/2015 Present
Previous Registrations
Other Businesses

Ronald McDonald House Charities of North Central Florida / 1600 SW 14th Street Gainesville, FL 32608 / United States / Charity / The mission of RMHC North Central Florida is to create, find and support programs that directly improve the health and well-being of children and their families. / Member of Board of directors / The RMHC North Central Florida Advisory Council serves as a critical community champion of our organization. Members provide professional expertise, diverse knowledge and perspectives, connections and resources, and philanthropic support. / Start Date 9/26/2018

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-02
S63 Uniform Securities Agent State Law Examination 2011-09-28
  • S66 Uniform Combined State Law Examination
    2012-04-02
  • S63 Uniform Securities Agent State Law Examination
    2011-09-28
Other Names
  • Ashley W Hartley
  • Ashley Hartley
  • Ashley Susan Hartley
  • Ashley Waddington Hartley

View on SEC IAPD

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