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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2009-09-02
  • NC RA
    APPROVED
    Since 2009-09-02

Branch Locations

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Employees' Credit Union Raleigh NC 12/2008 Present
Secu Brokerage Services Raleigh NC 12/2008 Present
Credit Union Investment Services Raleigh NC 05/2009 Present
Members Trust Company Tampa FL 09/2012 Present
Secu Life Insurance Company Raleigh NC 09/2014 Present
  • 12/2008 → Present
    State Employees' Credit Union
    Raleigh, NC
  • 12/2008 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 05/2009 → Present
    Raleigh, NC
  • 09/2012 → Present
    Members Trust Company
    Tampa, FL
  • 09/2014 → Present
    Secu Life Insurance Company
    Raleigh, NC
Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES, OSJ OFFICE ADDRESS: RALEIGH, NC. DEVOTE APPROXIMATELY 95% OF TIME TO OTHER BUSINESS. START DATE: 12/2004. TITLE: VP IRA SERVICES. MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: SEPTEMBER, 2012. TITLE: TRUST REP. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 9/2014. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. Best Appliance Repair, Inc. 3650-171 Rogers Road, Wake Forest, NC 27587. Nature: Construction/Trade. Title: spouse of business owner. Duties: help with some accounting duties: make transactions in business banking acct., send out bills, collecting debts from customers, make payments to employees and file year end forms for IRS. Start date: 11/2016. Hrs/mo, 10. None during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-01
  • S66 Uniform Combined State Law Examination
    2009-09-01

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