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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-30 |
| NJ | RA | APPROVED | 2024-01-24 |
Branch Locations
101 Town Center Dr Ste 111, Warren, NJ 07059 • United States
56 Main St Ste 3C, Flemington, NJ 08822 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Warren | NJ | 01/2010 | Present |
| Lpl Financial Llc | Flemington | NJ | 11/2017 | Present |
1. 1/18/2018 - Beacon Financial Group - Investment Related - At Reported Business Location(s) - start date 11/5/2017.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 2009-01-31 |
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