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Marc E. Sanborn

Cerity Partners Retirement Plan Consultants

New York, NY

Elizabethtown, KY

Cerity Partners LLC

Elizabethtown, KY

New York, NY

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Current Employers
Cerity Partners Retirement Plan Consultants

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-10-17
  • KY RA
    APPROVED
    Since 2025-10-17

Branch Locations

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

310 Ring Road, Elizabethtown, KY 42701 • United States

Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-01-01
  • KY RA
    APPROVED
    Since 2025-01-01

Branch Locations

310 Ring Road, Elizabethtown, KY 42701 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Elizabethtown KY 01/2009 03/2019
Argi Investment Services Louisville KY 03/2019 04/2023
Cerity Partners Elizabethtown KY 04/2023 Present
  • 01/2009 → 03/2019
    Lpl Financial
    Elizabethtown, KY
  • 03/2019 → 04/2023
    Argi Investment Services
    Louisville, KY
  • 04/2023 → Present
    Cerity Partners
    Elizabethtown, KY
Previous Registrations
Other Businesses

Multiple Group Health Insurers, Non Inv Related, trails from former business with health and ancillary group benefits firm, 1-5 hours/month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-03
  • S66 Uniform Combined State Law Examination
    2009-02-03

View on SEC IAPD

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