Katherine Marie Strain

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 03/2019
  Raymond James & Associates, Inc.
  Winnetka, IL
• 03/2019 → 11/2024
  Raymond James & Associates, Inc.
  Winnetka, IL
• 10/2021 → 11/2024
  Raymond James & Associates, Inc.
  Chicago, IL
• 11/2024 → 04/2026
  Ubs Financial Services, Inc.
  Northbrook, IL
• 04/2026 → Present
  Wells Fargo Advisors Financial Network, Llc
  Highland Park, IL

Previous Registrations

• 2024-11-15 → 2026-05-11
  Ubs Financial Services Inc.
  Northbrook, IL
• 2020-10-09 → 2024-11-07
  Raymond James & Associates, Inc.
  Winnetka, IL
  Chicago, IL
  Winnetka, IL

Exams

• S66 Uniform Combined State Law Examination
  2020-10-03
• S63 Uniform Securities Agent State Law Examination
  2011-12-03

Other Names

• Katherine M Barker
• Katherine Marie Barker
• Katherine Marie Strain
• Katherine Strain