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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2019-10-17
ID RA APPROVED 2012-08-31
UT RA APPROVED 2012-08-16
NV RA APPROVED 2012-08-14
  • WY RA
    APPROVED
    Since 2019-10-17
  • ID RA
    APPROVED
    Since 2012-08-31
  • UT RA
    APPROVED
    Since 2012-08-16
  • NV RA
    APPROVED
    Since 2012-08-14

Branch Locations

420 East South Temple Suite 430, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Salt Lake City UT 04/2010 Present
Agia Houston TX 12/2022 Present
  • 04/2010 → Present
    Valic Financial Advisors
    Salt Lake City, UT
  • 12/2022 → Present
    Agia
    Houston, TX
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-08-05
S63 Uniform Securities Agent State Law Examination 2010-01-29
  • S65 Uniform Investment Adviser Law Examination
    2012-08-05
  • S63 Uniform Securities Agent State Law Examination
    2010-01-29

View on SEC IAPD

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