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Joseph D Ciombor

Clearbridge Investments, LLC

New York, NY

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Current Employers
Clearbridge Investments, Llc

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-01-23
  • NY RA
    APPROVED
    Since 2023-01-23

Branch Locations

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin Distributors Llc Webster NY 08/2014 Present
Legg Mason & Co Milwaukee WI 08/2014 07/2021
  • 08/2014 → Present
    Franklin Distributors Llc
    Webster, NY
  • 08/2014 → 07/2021
    Legg Mason & Co
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-09
S63 Uniform Securities Agent State Law Examination 2010-05-10
  • S65 Uniform Investment Adviser Law Examination
    2010-12-09
  • S63 Uniform Securities Agent State Law Examination
    2010-05-10

View on SEC IAPD

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