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Nicholas Glenn Sowell

Legacy Wealth Management, LLC

Memphis, TN

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Current Employers
Legacy Wealth Management, Llc

1715 Aaron Brenner Dr. Suite 301, Memphis, TN 38120-1443 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-05-13
  • TN RA
    APPROVED
    Since 2025-05-13

Branch Locations

1715 Aaron Brenner Dr. Suite 301, Memphis, TN 38120-1443 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legacy Wealth Management Memphis TN 06/2015 Present
  • 06/2015 → Present
    Legacy Wealth Management
    Memphis, TN
Previous Registrations
  • 2009-05-11 → 2015-06-03
    Securian Financial Services, Inc.
    Germantown, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-08
  • S66 Uniform Combined State Law Examination
    2009-05-08
Designations

View on SEC IAPD

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