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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-06-29
  • IA RA
    APPROVED
    Since 2023-06-29

Branch Locations

1089 Jordan Creek Pkwy Suite 370, West Des Moines, IA 50266 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vision Financial Group Des Moines IA 05/2018 12/2019
Cetera Financial Group West Des Moines IA 02/2010 05/2018
Voya Financial Advisors, Inc. Des Moines IA 05/2018 12/2019
Cetera Wealth Services, Llc El Segundo IA 12/2019 Present
Cetera Advisors Llc Denver CO 12/2019 Present
Cetera Financial Specialists Llc Schaumburg IL 12/2019 Present
First Allied Securities Inc. San Diego CA 12/2019 09/2022
Winestyles W Des Moines IA 08/2019 12/2021
Genesis Health Club Des Moines IA 08/2021 04/2023
Ymca Of Greater Des Moines West Des Moines IA 11/2021 11/2022
Winestyles West Des Moines IA 02/2022 12/2025
Whole Foods Market West Des Moines IA 10/2022 11/2022
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Target Des Moines IA 07/2024 12/2024
Crunch Fitness/Fitness Ventures Llc Des Moines IA 07/2025 04/2026
Cetera Investment Services, Llc St Cloud MN 02/2026 Present
  • 05/2018 → 12/2019
    Vision Financial Group
    Des Moines, IA
  • 02/2010 → 05/2018
    Cetera Financial Group
    West Des Moines, IA
  • 05/2018 → 12/2019
    Des Moines, IA
  • 12/2019 → Present
    Cetera Wealth Services, Llc
    El Segundo, IA
  • 12/2019 → Present
    Cetera Advisors Llc
    Denver, CO
  • 12/2019 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 12/2019 → 09/2022
    First Allied Securities Inc.
    San Diego, CA
  • 08/2019 → 12/2021
    Winestyles
    W Des Moines, IA
  • 08/2021 → 04/2023
    Genesis Health Club
    Des Moines, IA
  • 11/2021 → 11/2022
    Ymca Of Greater Des Moines
    West Des Moines, IA
  • 02/2022 → 12/2025
    Winestyles
    West Des Moines, IA
  • 10/2022 → 11/2022
    Whole Foods Market
    West Des Moines, IA
  • 06/2023 → Present
    Schaumburg, IL
  • 07/2024 → 12/2024
    Target
    Des Moines, IA
  • 07/2025 → 04/2026
    Crunch Fitness/Fitness Ventures Llc
    Des Moines, IA
  • 02/2026 → Present
    Cetera Investment Services, Llc
    St Cloud, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-25
  • S66 Uniform Combined State Law Examination
    2019-02-25
Other Names
  • Lindsey Torres
  • Lindsey Jean Torres
  • Lindsey Jean Hall
  • Lindsey Hall
  • Lindsey J Hall

View on SEC IAPD

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