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Nathan William Dougall

U.S. Bancorp Advisors, LLC

New York, NY

CRD 5625778

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Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-06-12
NY RA APPROVED 2026-06-12
  • CT RA
    APPROVED
    Since 2026-06-12
  • NY RA
    APPROVED
    Since 2026-06-12

Branch Locations

1095 Avenue Of The Americas, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Netherby Advisors Llc Westport CT 09/2007 07/2019
Neuberger Berman New York NY 07/2019 01/2021
Jpmorgan Chase Bank Na Greenwich CT 03/2021 10/2025
Jpmorgan Securities Llc Greenwich CT 03/2021 10/2025
U.S. Bank New York NY 11/2025 Present
U.S. Bancorp Advisors, Llc New York NY 06/2026 Present
  • 09/2007 → 07/2019
    Westport, CT
  • 07/2019 → 01/2021
    Neuberger Berman
    New York, NY
  • 03/2021 → 10/2025
    Jpmorgan Chase Bank Na
    Greenwich, CT
  • 03/2021 → 10/2025
    Jpmorgan Securities Llc
    Greenwich, CT
  • 11/2025 → Present
    U.S. Bank
    New York, NY
  • 06/2026 → Present
    New York, NY
Previous Registrations
Other Businesses

1) Fairfield County Farm Bureau Education Foundation; Not Investment-Related; Easton, CT; Provide grants and scholarships to agricultural students and institutions that provide this education; Non-profit organization board; Treasurer; 05/31/2021; Review grant applications and scholarship applications once or twice a year and vote along with the rest of the board to fund these grants and/or scholarships. 2) Fairfield County Farm Bureau; Not Investment-Related; Newtown, CT; Board member of a non-profit board supporting agriculture in Fairfield County Connecticut; Non-profit organization board; 05/31/2014; 02 hours/month; 0 hours/trading; Voting member 3) Rental Property - Jackson WY; Investment-related; Jackson, WY; 2 Bedroom townhouse in a tourist town with access to Grand Teton National Park, Yellowstone, Jackson Hole Mountain Resort and Snow King Resort.; Spouse of the owner; 07/31/2008; 0 hours/month; 0 hours/trading; N/A 3) Connecticut Army National Guard; Not Investment-related; Hartford, CT; Dual purpose - both Federal and State missions.; Employee; G4 - Deputy Chief of Staff for Logistics; 4/30/2026; 20 hours/month; 0 hours/trading; Coordinate supply and equipment logistics within the Joint Force Headquarters.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-10-25
S65 Uniform Investment Adviser Law Examination 2008-12-15
  • S63 Uniform Securities Agent State Law Examination
    2019-10-25
  • S65 Uniform Investment Adviser Law Examination
    2008-12-15
Other Names
  • Nathan William Dougall
  • Nate W Dougall
  • Nate William Dougall
  • Nathan W Dougall

View on SEC IAPD

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