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U.s. Bancorp Advisors, LLC CRD 14455
$1.80B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-06-12 |
| NY | RA | APPROVED | 2026-06-12 |
Branch Locations
1095 Avenue Of The Americas, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Netherby Advisors Llc | Westport | CT | 09/2007 | 07/2019 |
| Neuberger Berman | New York | NY | 07/2019 | 01/2021 |
| Jpmorgan Chase Bank Na | Greenwich | CT | 03/2021 | 10/2025 |
| Jpmorgan Securities Llc | Greenwich | CT | 03/2021 | 10/2025 |
| U.S. Bank | New York | NY | 11/2025 | Present |
| U.S. Bancorp Advisors, Llc | New York | NY | 06/2026 | Present |
1) Fairfield County Farm Bureau Education Foundation; Not Investment-Related; Easton, CT; Provide grants and scholarships to agricultural students and institutions that provide this education; Non-profit organization board; Treasurer; 05/31/2021; Review grant applications and scholarship applications once or twice a year and vote along with the rest of the board to fund these grants and/or scholarships. 2) Fairfield County Farm Bureau; Not Investment-Related; Newtown, CT; Board member of a non-profit board supporting agriculture in Fairfield County Connecticut; Non-profit organization board; 05/31/2014; 02 hours/month; 0 hours/trading; Voting member 3) Rental Property - Jackson WY; Investment-related; Jackson, WY; 2 Bedroom townhouse in a tourist town with access to Grand Teton National Park, Yellowstone, Jackson Hole Mountain Resort and Snow King Resort.; Spouse of the owner; 07/31/2008; 0 hours/month; 0 hours/trading; N/A 3) Connecticut Army National Guard; Not Investment-related; Hartford, CT; Dual purpose - both Federal and State missions.; Employee; G4 - Deputy Chief of Staff for Logistics; 4/30/2026; 20 hours/month; 0 hours/trading; Coordinate supply and equipment logistics within the Joint Force Headquarters.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-10-25 |
| S65 | Uniform Investment Adviser Law Examination | 2008-12-15 |
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