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Benjamin John Furman

Ubs Financial Services Inc.

New York, NY

East Belford, NJ

CRD 5624300

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-04-15
NY RA APPROVED 2021-10-26
CT RA APPROVED 2010-12-22
  • NJ RA
    APPROVED
    Since 2024-04-15
  • NY RA
    APPROVED
    Since 2021-10-26
  • CT RA
    APPROVED
    Since 2010-12-22

Branch Locations

299 Park Ave 8Th, 9Th 11Th Floor, New York, NY 10171 • United States

314 Hollie Drive, East Belford, NJ 07718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Stamford CT 02/2010 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-21
  • S66 Uniform Combined State Law Examination
    2010-12-21
Other Names
  • Benjamin Furman

View on SEC IAPD

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