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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-08-10
  • NJ RA
    APPROVED
    Since 2023-08-10

Branch Locations

792 Chimney Rock Rd St D, Martinsville, NJ 08836 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Saint Paul MN 06/2021 08/2023
Minnesota Life Insurance Company Saint Paul MN 06/2021 08/2023
Allied Wealth Partners Martinsville NJ 06/2021 Present
Unemployed Short Hills NJ 08/2020 05/2021
Cetera Wealth Services, Llc Martinsville NJ 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Standard Chartered Bank New York NY 04/2013 08/2020
Standard Chartered Securities (North America) Inc New York NY 11/2008 08/2020
  • 06/2021 → 08/2023
    Securian Financial Services
    Saint Paul, MN
  • 06/2021 → 08/2023
    Minnesota Life Insurance Company
    Saint Paul, MN
  • 06/2021 → Present
    Allied Wealth Partners
    Martinsville, NJ
  • 08/2020 → 05/2021
    Unemployed
    Short Hills, NJ
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Martinsville, NJ
  • 08/2023 → Present
    Schaumburg, IL
  • 04/2013 → 08/2020
    Standard Chartered Bank
    New York, NY
  • 11/2008 → 08/2020
    Standard Chartered Securities (North America) Inc
    New York, NY
Previous Registrations
  • 2021-06-11 → 2023-08-10
    Securian Financial Services, Inc.
    Martinsville, NJ
    St. Paul, MN
Other Businesses

SAMARITAN OUTREACH SERVICES POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2013 ADDRESS: 35 Fadem Road, Springfield NJ 07081, United States DESCRIPTION: 5-1c3 not for profit organization which offers extensive assistance to disadvantaged and or homeless men by providing mentoring, counseling, job training, housing, and other support services. AWP FIXED INSURANCE POSITION: Independent Contractor NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 06/01/2021 ADDRESS: 14 Walsh Dr, #100, Parsippany NJ 07054, United States DESCRIPTION: Fixed insurance sales through outside carriers approved by Allied Wealth Partners. AKD LLC POSITION: Owner NATURE: Property Investment INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2013 ADDRESS: 1019 Sunny Slope Dr, Mountainside NJ 07092, United States DESCRIPTION: Property investment

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-14
S63 Uniform Securities Agent State Law Examination 2013-01-05
  • S66 Uniform Combined State Law Examination
    2021-05-14
  • S63 Uniform Securities Agent State Law Examination
    2013-01-05

View on SEC IAPD

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