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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-02-07 |
Branch Locations
1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | New York | NY | 02/2016 | 11/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | New York | NY | 02/2016 | 11/2020 |
| Tiaa | New York | NY | 02/2022 | 10/2023 |
| Tiaa-Cref Individual & Institutional Services, Llc | New York | NY | 02/2022 | 10/2023 |
| State Farm | Hallandale | FL | 12/2020 | 12/2021 |
| Lpl Enterprise | Fort Mill | SC | 01/2025 | Present |
| Asesores Amadeus | Santo Domingo | 11/2023 | 12/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 2009-01-09 |
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