Nicholas John Smerina

Citigroup Global Markets Inc.

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Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-05-24
NY	RA	APPROVED	2021-08-17
NJ	RA	APPROVED	2010-09-17

TX RA
APPROVED_RES

Since 2025-05-24
NY RA
APPROVED

Since 2021-08-17
NJ RA
APPROVED

Since 2010-09-17

Branch Locations

Citi Wealth Management, Sales 153 E. 53Rd St, New York, NY 10022 • United States

Cwm Retail, Sales 411 Fifth Avenue, New York, NY 10016 • United States

Glen Rock, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets	New York	NY	11/2008	Present

11/2008 → Present

Citigroup Global Markets

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-06-17

S66 Uniform Combined State Law Examination

2009-06-17

View on SEC IAPD

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