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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-10-31
  • NC RA
    APPROVED
    Since 2022-10-31

Branch Locations

101 E Allen St. Ste 219, Hendersonville, NC 28792 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R.W. Baird Hendersonville NC 10/2019 Present
Hilliard Lyons Hendersonville NC 10/2014 10/2019
  • 10/2019 → Present
    R.W. Baird
    Hendersonville, NC
  • 10/2014 → 10/2019
    Hilliard Lyons
    Hendersonville, NC
Other Businesses

Name/Address: KLR Creative Group / 2775 NW 49th Ave, STE. 205, Ocala, FL 34482 Start Date: 05/11/2023 Hours Spent: 0-3 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Temporary Employment Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-27
  • S66 Uniform Combined State Law Examination
    2022-10-27
Other Names
  • Stefanie Linn Schwartz
  • Stefanie Robinson

View on SEC IAPD

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